Guide to Depositary Receipts on London Stock Exchange 15
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d. The Institute of Chartered Accountants in England and Wales;
e. The Institute of Chartered Accountants of Scotland;
f. The Institute of Chartered Accountants in Ireland;
g. The Association of Chartered Certified Accountants;
h. The Institute of Actuaries.
director (in accordance with section 417(l)(a) of the Act) a person occupying
in relation to it the position of a director (by whatever name called) and,
in relation to an issuer which is not a body corporate, a person with
corresponding powers and duties.
disclosure rules (in accordance with section 73A(3) of the Act) rules relating to the
disclosure of information in respect of financial instruments which have
been admitted to trading on a regulated market or for which a request
for admission to trading on such a market has been made.
document any piece of information, including (in accordance with section 417(1)
of the Act (Interpretation)) information recorded in any form; in relation
to information recorded otherwise than in legible form, references to its
production include references to producing a copy of the information
in legible form.
document
viewing facility
a location identified on the FCA website where the public can inspect
documents referred to in the listing rules as being documents to be made
available at the document viewing facility.
DTR the sourcebook containing the disclosure rules, transparency rules
and corporate governance rules.
EEA State (in accordance with paragraph 8 of Schedule 3 to the Act (EEA Passport
Rights)) a State which is a contracting party to the agreement on the
European Economic Area signed at Oporto on 2 May 1992, as it has effect for
the time being; as at 1 May 2004, the following are the EEA States: Austria,
Belgium, Cyprus, the Czech Republic, Denmark, Estonia, Finland, France,
Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Liechtenstein,
Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal,
the Slovak Republic, Slovenia, Spain, Sweden and the United Kingdom.
employee an individual:
a. who is employed or appointed by a person in connection with that
person’s business, whether under a contract of services or for services
or otherwise; or
b. whose services, under an arrangement between that person and a third
party, are placed at the disposal and under the control of that person,
but excluding an appointed representative of that person.